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CFA Level I · Study Guide

Financial Statement Analysis

11-14% of exam12 modulesDemanding
Overview

Financial Statement Analysis (FSA) is the most technically demanding topic at Level I and carries 11–14% exam weight. It covers the three financial statements (income statement, balance sheet, cash flow statement), IFRS vs US GAAP differences, ratio analysis, and off-balance-sheet items. Mastery requires not just ratio formulas but the ability to interpret what ratios say about a company's quality, sustainability, and risk.

Key Formulas

The formulas that appear most often

Current Ratio
Current Assets / Current Liabilities
Quick ratio excludes inventory; Cash ratio uses only cash & equivalents
Debt-to-Equity
Total Debt / Total Shareholders' Equity
Debt-to-Assets = Total Debt / Total Assets; both measure financial leverage
Return on Equity (DuPont)
ROE = Net Profit Margin × Asset Turnover × Equity Multiplier
Net Profit Margin = Net Income/Sales; Asset TO = Sales/Avg Assets; EQ Mult = Avg Assets/Avg Equity
Inventory Turnover & Days
Inventory TO = COGS / Avg Inventory; Days = 365 / Inventory TO
Operating Cash Flow (Indirect Method)
OCF = Net Income + Non-Cash Charges ± Changes in Working Capital
Add D&A, amortisation; subtract increases in current assets; add increases in current liabilities
Interest Coverage (Times Interest Earned)
EBIT / Interest Expense
EBITDA coverage = EBITDA / Interest Expense; higher is safer
Basic EPS
EPS = (Net Income − Preferred Dividends) / Weighted Avg Common Shares
Diluted EPS (Treasury Stock Method — Options)
New shares = Options exercised − Shares repurchased at avg market price
Only included in diluted EPS if anti-dilutive (i.e., would increase EPS) — then excluded
High-Yield Exam Areas

What actually gets tested

1

IFRS vs GAAP differences: LIFO is prohibited under IFRS; development costs can be capitalised under IFRS (expensed under GAAP); IFRS uses revaluation model for PP&E (GAAP: cost model only); IFRS allows reversal of impairment (GAAP does not for goodwill).

2

Cash flow classification: under IFRS, interest paid may be operating or financing; dividends paid may be operating or financing; under US GAAP both are operating. Interest received and dividends received: IFRS allows operating or investing; US GAAP requires operating.

3

Revenue recognition (IFRS 15 / ASC 606): five-step model — identify contract, identify performance obligations, determine transaction price, allocate price, recognise when/as obligation is satisfied.

4

Long-lived asset accounting: capitalising vs. expensing — capitalising raises assets and equity in year 1, lowers expenses, raises net income; over time, depreciation catches up. An analyst should adjust reported income for capitalisations that appear aggressive.

Common Mistakes

Where candidates lose marks

Mixing up operating vs. non-operating items when calculating EBIT. Gains on asset sales are non-operating; restructuring charges are usually included in operating income on the income statement but should be adjusted in analysis.

Forgetting that under the indirect method, an increase in accounts receivable is subtracted from net income (cash collected < revenue recognised) and an increase in accounts payable is added.

Treating a high current ratio as always good — a very high current ratio may indicate poor inventory management or excessive idle cash rather than genuine liquidity strength.

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